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AARON
FINRA#
2907596
First Name
Last Name
TAVEL
Address
NEW YORK, NY
Firm
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK, NY); NOMURA SECURITIES INTERNATIONAL, INC. (Short Hills, NJ)
Aaron
FINRA#
6944667
First Name
Middle
Dwain
Last Name
Brock
Address
ST LOUIS, MO
Firm
EDWARD JONES (ST LOUIS, MO); EDWARD JONES (Santa Fe, NM)
Aaron
FINRA#
7431183
First Name
Middle
John
Last Name
Giannou
Address
YORK, NE
Firm
LPL FINANCIAL LLC (YORK, NE); LPL FINANCIAL LLC (COLUMBUS, NE); LPL FINANCIAL LLC (STROMSBURG, NE); LPL FINANCIAL LLC (YORK, NE); LPL FINANCIAL LLC (COLUMBUS, NE); LPL FINANCIAL LLC (STROMSBURG, NE)
AARON
FINRA#
6723311
First Name
Middle
JAMES
Last Name
BETZ
Address
Omaha, NE
Firm
CHARLES SCHWAB & CO., INC. (Omaha, NE)
AARON
FINRA#
5459495
First Name
Last Name
STOCKTON
Address
Grand Island, NE
Firm
STATE FARM VP MANAGEMENT CORP. (Grand Island, NE); STATE FARM VP MANAGEMENT CORP. (Omaha, NE)
AARON
FINRA#
6723311
First Name
Middle
JAMES
Last Name
BETZ
Address
Omaha, NE
Firm
CHARLES SCHWAB & CO., INC. (Omaha, NE)
AARON
FINRA#
6676873
First Name
Middle
MICHAEL
Last Name
POWELL
Address
Westlake, TX
Firm
CHARLES SCHWAB & CO., INC. (Westlake, TX); CHARLES SCHWAB & CO., INC. (Hebron, NE)
AARON
FINRA#
5589021
First Name
Middle
ANDREW
Last Name
BLOMBERG
Address
Omaha, NE
Firm
CHARLES SCHWAB & CO., INC. (Omaha, NE)
AARON
FINRA#
4812357
First Name
Middle
J
Last Name
KEITH
Address
FLORHAM PARK, NJ
Firm
RBC CAPITAL MARKETS, LLC (FLORHAM PARK, NJ); RBC CAPITAL MARKETS, LLC (Westfield, NJ); RBC CAPITAL MARKETS, LLC (FLORHAM PARK, NJ); RBC CAPITAL MARKETS, LLC (Westfield, NJ)
Aaron
FINRA#
7677249
First Name
Middle
Seth
Last Name
King
Address
NEW YORK, NY
Firm
NYLIFE SECURITIES LLC (NEW YORK, NY); NYLIFE SECURITIES LLC (Fair Lawn, NJ)

Important Links

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Regulatory & Certification Bodies

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Financial Education and Resources

New to financial planning? Learn the terms they use on our glossary page. Also you can learn the basics at investor.gov

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Industry Associations & Networks

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Explore fiduciary standards at The National Association of Personal Financial Advisors (NAPFA)

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